Client Funds – Forms of Payment

The Company prohibits the acceptance of cash or monetary instruments from clients. Acceptable forms of payment include:

  • Client personal check
  • Bank/Cashier check
  • Third party check (from a financial institution drawn on the account of an insurance company, broker/dealer, or mutual fund company)

Unacceptable forms of payment include:

  • Cash, travelers’ checks, money orders
  • Checks drawn on non-US banks
  • Agent’s personal check
  • Starter checks